HIGHLIGHTS OF THE RULES ON HOURS OF SERVICE 

AND FATIGUE MANAGEMENT FOR CERTAIN RAIL WORKERS

The new rules provide, for the first time, a comprehensive and enforceable regime on fatigue management in the rail sector. Currently, the only limitations govern hours of rest (which applies to 16 federally-regulated railways), and maximum hours of work for rail operating employees (which applies to two federally regulated railway companies — VIA and Canadian National). The new rules now combine hours of work and rest, and will apply to 28 federally regulated railways.

The new rules generally set a maximum of 12 hours for a single shift. The rules also allow an employee to work more than one shift per day, up to a maximum of 18 hours in total.

This is subject to certain conditions. For example, the 18 hours cannot be worked continuously, and a rest break must be taken prior to commencing a second shift.

Previously, these limitations only applied to two railway companies (VIA and Canadian National).

In addition to daily limits, the new rules include a weekly cap of 64 hours. Previously, no explicit weekly cap existed.

The new rules also:

The Minister retains the right to require changes to the new rules before they come into effect, should any new information on fatigue in the rail sector indicate the need for such changes.

Transport Canada will begin enforcement of the new rules on April 1, 2003. The department will closely monitor industry compliance with the rules and will make appropriate adjustments based on new research or emerging safety issues.

Since the new rules were filed by the RAC on behalf of its member railways, those other federally regulated railways that are not members of the RAC will be ordered to file similar rules covering their respective operations.


TC 00-33

MINISTER OF TRANSPORT

APPROVAL OF RULE - PURSUANT TO SECTION 20 OF THE RAILWAY SAFETY ACT, R.S. 1985, C. 32(4th SUPP.)

The Railway Association of Canada (RAC), on behalf of its constituent railway companies, has requested the approval of the Work/Rest Rides far Rail Operating Employees and Circular No.14 entitled “Recommended Procedures and Practices for Application of Work/Rest Rules”.

Paragraph 19(4)(a) of the Railway Safety Act gives the Minister the authority to approve Rules tiled under Sections 19 or 20. In my opinion, the approval of the Work/Rest Rules for Rail Operating Employees and Circular No.14 entitled “Recommended Procedures and Practices for Application of Work/Rest Rules”, as stated in Appendix “B “, are in the public interest and are not likely to threaten safe railway operations provided that certain changes are made to the text of the Rules.

Pursuant to the Railway Safety Act, Paragraph I 9(4)(a), I hereby approve the Work/Rest Rules for Rail Operating Employees and Circular No.14 entitled “Recommended Procedures and Practices for Application of Work/Rest Rules”, filed by the RAC on behalf of its constituent railway companies, on the condition that the Rules are changed by noting the words in bold type and underlined, all as set out in Appendix “B” attached hereto and on the following conditions:

a)      Any railway employee who performs railway related duties prior to commencing duty as an operating employee, must include all such time in the calculation of time on duty permitted by these rules.

b)      Operating employees who work more than one tour of duty in any 24 hour period must be afforded the opportunity to be involved in the decision to accept a subsequent tour of duty, based on their fitness at that time. This matter must be addressed in the filing of a railways fatigue management plan under section 6.1.1.

c)      These Rules will come into effect on April 1,2003.

d)      The Railway Association of Canada shall, on behalf of its member railway companies, make the necessary modifications to the rule and circular necessitated by the terms and conditions identified herein, and file the revised rule and circular to the Minister by September 1,2002.

The Work/Rest Rules for Rail Operating Employees and Circular No.14 entitled “Recommended Procedures and Practices for Application of Work/Rest Rules” shall also apply to the railway companies listed in Appendix “A”.

Original Signed
Director General, Rail Safety
For Minister of Transport
June 18 2002

General Fatigue Management Plan

for

Canadian Pacific Railway

and the

Canadian Council of Railway Operating Unions

Brotherhood of Locomotive Engineers and the United Transportation Union

Operating Employees

Introduction:

This Fatigue Management Plan (hereinafter the ‘Plan’) has been developed pursuant to the requirements of Section 6 of the “Work/Rest Rules for Operating Employees” (hereinafter the ‘Rules’) and the Railway Safety Act (hereinafter the ‘Act’), incorporating the guidance provided from the RAC Circular No. 14 entitled “Recommended Procedures and Practices for the Application of Work/Rest Rules.”

The Parties have outlined the goals of the Plan, roles & responsibilities and its’ application. Responsibility for the establishment, maintenance and monitoring of working conditions that will allow operating employees adequate rest between tours of duty and to help sustain alertness throughout the on-duty period is shared jointly between the Company and the Council. Subject to compliance with applicable regulatory requirements, the Company and the Council will jointly be responsible for changes to this Plan in the future.

Pursuant to Section 6.2.4, specific operating plans must be in place to address fatigue of operating employees when operating in work train service, in emergency situations and where Operating Employees are more than 64 hours on duty in a 7- day period. Such specific fatigue management plans will be jointly developed and filed in accordance with the Rules. This document details our fatigue management plan in relation to the following points, as outlined in Section 6.2.2 of the Rules and is not intended to be an exhaustive list.

1)      Employee Work Scheduling Practices

2)      Education and Training

3)      Job Alertness Strategies

4)      Rest Environments

5)      Work environments

6)      Working under Unusual Operating Conditions

7)      Unique Deadheading Circumstances

8)      Ongoing Monitoring & Review

 

OPERATING EMPLOYEES FATIGUE MANAGEMENT PLAN

GOALS

STRATEGY OVERVIEW

We will achieve solutions through:

  1. Promoting awareness of the impact of fatigue on human performance, and striving to reduce the effects of fatigue in all CPR operations.
  2. A work environment that allows for the effective implementation of fatigue counter measures.
  3. A combination of Corporate and Individual responsibility and empowerment to manage fatigue.

Roles & Responsibilities

Role of the Labour/Management Leadership:

Lead the development, implementation, monitoring and sustainability of the fatigue management plan. Provide decision-making and coaching for the overall process. Ensure the ongoing focus and support of their organizations and assist in the resolve of any problem areas in the establishment, maintenance and monitoring of the process.

Role of the General Chairs & General Managers:

To ensure that the fatigue management plan satisfies Employee, Company, Regulatory and Union concerns as well as deals with unique territorial conditions.

Role of Industrial Relations:

Support the fatigue management plan, working closely with Management and Labour to facilitate agreements or processes as required. Provide insight as to labour related issues at CPR and/or on other railways as applicable.

Role of Safety and Regulatory Affairs:

Working in conjunction with Union Legislative Departments, provide input and insight as to the regulatory and safety impacts or potential impacts affecting the fatigue management plan. Ensure that appropriate safety management systems risk assessments are conducted on major operational changes that may affect employee fatigue. Also in conjunction with Union Legislative Departments, discuss related issues with outside third parties (i.e. regulator) as appropriate.

Role of Front Line Managers & Union Representatives:

Support the rollout, sustainability and compliance with the fatigue management plan and offer recommendations for improvement to the Plan.

Role of Employees:

To manage their rest within the time frames provided by the Work/Rest Rules in a way that will enable them to report for duty in a rested condition.

Role of the CPR Field Operations/Transportation Department:

To provide operating employees with the most accurate lineups and information possible, in order that they can manage their rest in a way that will enable them to report for duty in a rested condition. To actively track the accuracy of train lineups and information on an ongoing basis and take corrective action as needed. In addition, the department will continue to manage crews in a manner consistent with the collective agreement(s).

Application

The Work/Rest Rules for Operating Employees are intended to cover those employees physically involved in the operation or switching of trains, engines and equipment in any class of service.

Employee classifications that fall within the scope of these rules at CPR are:

·        Locomotive Engineer

·        Conductor

·        Commuter Rail Service Employees

·        Brakeman

·        Yard Foreman

·        Yard Helper

·        Yard Service Employee

·        Yard Service Helper

·        Switchtender

In addition to the foregoing, any person who performs the duties of an operating employee is deemed to be an operating employee while they are performing those duties, such as, Company Officers, contractors or third parties.

Section 1 – Employee Work Scheduling Practices

Employee Work Scheduling practices must support the following objectives:

·        employees commencing duty have had and utilized the opportunity to report for duty rested and alert;,

·        alertness can be sustained throughout the on-duty period;

·        employees are permitted to meet their personal need; such as the need to ensure that an employee’s current standard of living is maintained and their earnings potential is protected through the regulation of maximum monthly mileages;

·        the railway is permitted to meet its’ service objectives.

The Company and the Council have a variety of scheduling and work/rest practices currently available to them that support fatigue management objectives.

Some of these practices are already in use and others will be reviewed to determine if they can be implemented in appropriate areas in order to meet the Goals of this Plan.

These include, but aren’t limited to, assigned and unassigned service with regular rest days and/or leave of absences; rest provisions at the home and away from home terminal; time pools, and bid packs. These options may be implemented based on the number of employees required, and the territory operated over, traffic density, patterns and operating times.

Other scientifically based scheduling options for reducing fatigue that meet the goals of this Plan and the objectives of employee work scheduling practices may be established subject to review and approval by the Company and the Council.

Additionally operating employees who work more than one tour of duty in any 24 hour period are afforded the opportunity to be involved in a decision to accept a subsequent tour of duty, based on their fitness at the time, in accordance with collective agreement provisions in force.

Section 2 - Education and Training

Awareness, through education and training, is the foundation of an effective and successful Fatigue Management program. Fatigue Management, like safety, must be a way of life.

Prior to implementation of any fatigue management program, the Company and the Council will jointly develop and deliver employer paid fatigue management training to all affected running trades employees and encourage family participation whenever and wherever possible. Employee participation will be mandatory.

The parties will jointly develop and deliver appropriate training to supervisors and employees responsible for crew management where fatigue management programs have been deployed. Supervisor and responsible employee participation will be mandatory.

The parties will jointly develop and deliver employer paid education/training components for any countermeasure implemented in the future.

The parties will jointly develop and deliver employer paid fatigue management training for new recruits.

Fatigue management information will be made accessible to all employees through both paper and electronic media.

Incorporate the education, training and awareness component of fatigue management into the Safety Framework process in order to provide ongoing auditing and communication.

Section 3 – Job Alertness Strategies

It is recognized that fatigue management strategies can be utilized to improve job alertness

Implement a napping policy for crews based on but not restricted to the following points:

Opportunity Nap (Initial Terminal)

·        To minimize fatigue of employees in road service, if the train is delayed and there are no other duties to perform upon reporting for duty, an employee may take an opportunity nap.

Opportunity Nap (En route)

·        To minimize fatigue of employees in unassigned or work train service, providing that there are no other duties to perform, an employee may take an opportunity nap.

Demand Nap

·        Upon request, employees in time pools will be provided an opportunity to one nap when projected to run into times of the day when employees experience circadian dips.

·        Employee and RTC are required to work together tominimize train delay and ensure the balance of the operations are not adversely impacted.

·        Demand naps may be included as part of other formal work scheduling practices.

In all cases, napping periods will not exceed a defined duration.

The Company and the Council will research and evaluate other alertness countermeasures with the intention of implementing if and when deemed appropriate. They will also review local operating practices that may have an impact on alertness.

The Company and the Council recognize and agree that a napping policy is a countermeasure to address issues of fatigue. Pursuant to Circular No. 14, napping facilities in terminals are intended to allow operating employees to rest as they wait for trains or prior to driving home at the end of a trip. Employees in assigned service who are working regularly assigned tours of duty are not normally considered to be in this classification of employees, however the parties also recognize that there are individual circumstances that may play a part in an employee’s need to utilize an opportunity to nap. Such circumstances, for example, include an employee doubling in yard service or a spare board employee being called for spare turns in different classes of service or varying shifts. The parties agree that napping policies developed and implemented will be primarily intended for road service.

Section 4 - Rest Environment

The key to restorative sleep is the quality of the rest environment as well as the opportunity use the rest environment.

REST HOUSES

CPR currently has a rigorous process in place, in conjunction with committees mandated by collective agreement, to evaluate and improve rest facilities in order to bring them up to standards consistent with scientifically developed fatigue management principles; such as, but not limited to, soundproofing, blackout curtains, white noise generators, etc. These facilities will continue to be assessed and, where necessary, improved based upon those scientific standards. Separate standards are being established for renovations to current rest houses, construction of new rest houses, and for third party facilities. These standards are subject to federal and provincial building codes, other applicable regulations as well as collective agreement provisions and will be modified as deemed necessary and as agreed upon by the Company and the Council.

Local bunkhouse committees will be given the opportunity to provide recommendations to the Company and the Council concerning the priority of changes and improvements pertaining to rest facilities.

NAPPING FACILITIES

To enable employees covered by this fatigue management plan to take advantage of opportunities to nap, napping facilities will be provided where deemed appropriate by the Company and the Council. The napping facility will be close to booking-in rooms and will be suitably equipped to enable employees to nap undisturbed.

HOME REST ENVIRONMENT

As part of the training and education program, information will be provided to employees concerning optimizing their home rest environment.

Section 5 - Work Environment

Work environment factors may have an adverse impact on employee fatigue. This Plan is intended to minimize the adverse impact of those factors. Some of those factors include, but aren’t limited to, noise, lighting, temperature, vibration andergonomic design.

The Company and the Council agree that newly constructed road locomotives purchased in the future will be equipped with air conditioning and will meet other standards consistent with scientifically developed fatigue management principles in regard to noise, lighting, vibration and ergonomic design. They will also be equipped with locomotive cab audio systems. These locomotives will be used in leader service whenever in a lead locomotive consist.

The Company and the Council will review current cab standards, to determine how those standards relate to factors that may have an adverse impact on employee fatigue. The standards will be adjusted to ensure that they properly address those factors in order to minimize the adverse impact of those factors. The parties will identify locomotives conforming to the standards set. Every effort will be made to have all locomotives used by crews conform to the standards set.

Section 6 – Working Under Unusual Operating Conditions

Recognize the importance of managing fatigue during emergencies, service interruptions and other unusual operating conditions.

Notwithstanding that this section on unusual operating conditions applies in circumstances where crews may work over 12 hours, rest provisions in the applicable collective agreement remain in effect.

Employees involved in unusual operating conditions who may exceed 12 hours on duty will be removed from their train at the first available opportunity.

Local union and management officers will identify areas where providing relief may pose problems and will agree upon methods for dealing with those problems.

Other crews who may be affected by an emergency situation will be notified by the use of Voice Response Unit (VRU) or other such similar means of the existence of the emergency in order that they may properly plan to be rested for the upcoming work event.

Crews involved in unusual operating conditions will be advised of the circumstances in order to enable napping during downtime.

In certain circumstances, locomotives may be removed from the train to expedite movement to a change off location when handling the train would otherwise significantly delay transit time of the operating employee to the change off location.

A systematic process to shut down and start up work schedules interrupted by an emergency will be jointly developed.

Section 7 – Unique Deadheading Circumstances

According to the rule and circular detailing the intent of the rule, at the present time, CPR does not have extended hour passenger operations that would require onboard facilities to accommodate deadheading operating crews. Therefore, this item does not apply to CPR. Should such operations be put into place in the future, this issue will be addressed at that time.

Section 8 - Ongoing Monitoring & Review of Fatigue Countermeasure Program.

The long-term success of Fatigue Management Programs depends upon ongoing measurement and review.

The ongoing effectiveness of the Fatigue Management Program will be measured and monitored by the Company and the Council. Jointly developed and agreed upon methods for measurement and monitoring the effectiveness may include but are not limited to the following:

The Company and the Council will meet regularly to review the Plan as well as evaluate new studies and practices relating to managing fatigue.

The Company and the Council will establish a measurement system to monitor success. These measures may include level of employees participating in work scheduling, percentage of employees completed training and ongoing planned work for rest houses.

If it is suspected that fatigue may be a contributing factor in an occurrence, investigations into such occurrences will focus on establishing a connection between any unsafe act or decision which may have lead to the accident and the fatigue state of the employees involved. The primary purpose of this focus will be to ensure that if the fatigue state of the employees involved is a contributing factor in the occurrence that the Plan in place at that location is reviewed to ensure that it is meeting the objectives and goals as set out in this General Plan and in the Rules.

CIRCULAR NO. 14

RECOMMENDED PROCEDURES AND PRACTICES FOR

APPLICATION OF WORK/REST RULES

June 18, 2002

  1. PURPOSE OF THE CIRCULAR
  2. STATEMENT OF PRINCIPLES
  3. SCOPE
  4. DEFINITIONS
  5. MINIMUM REQUIREMENTS
  6. MAXIMUM ON-DUTY TIME IN A 24 HOUR PERIOD
  7. RESETTING THE 24 HOUR CLOCK
  8. EMERGENCIES
  9. MANDATORY OFF DUTY TIMES
  10. DEADHEADING
  11. FATIGUE MANAGEMENT PLANS
  12. EDUCATION AND TRAINING
  13. EMPLOYEE AND TRAIN SCHEDULING PRACTICES
  14. UNUSUAL OPERATING CONDITIONS
  15. ALERTNESS STRATEGIES – NAPPING
  16. REST ENVIRONMENT
  17. WORK ENVIRONMENT

1. Purpose of the Circular

The purpose of this circular is to provide guidance in the interpretation of the Work/Rest Rules and to provide recommended practices and procedures for implementation of the Rules.

2. Statement of Principles

The Work/Rest Rules are intended to provide for a flexible approach that allows stakeholders to take advantage of new developments in research and technology. They facilitate the implementation of applicable policies and procedures on railways that deal with different operating conditions, infrastructure and labor contracts.

These rules are intended to both protect off-duty time for Operating employees and to facilitate the proper scheduling of those employees.

Labour and management have joint responsibilities for establishing, maintaining and monitoring working conditions that allow Operating employees adequate rest between tours of duty and to help sustain alertness throughout the on-duty period.

Operating employees have a responsibility to manage their rest within the time frames provided by the Work/Rest Rules and to do so in a way tat will enable them to report for duty in a rested condition.

3. Scope

The Work/Rest Rules apply to railways, Operating employees and to any other persons performing such duties on federally regulated railways.

The Work/Rest Rules can also apply to Operating employees’ of provincially regulated railways (such as shortlines) if,

a)      the Province has entered into a Memorandum of Understanding (MOU) with the federal Minister of Transport Under a MOU the Province arranges for Transport Canada to oversee the regulatory affairs of the provincial railways or,

b)      the Province requires a provincial railway to comply with certain federal railway legislation as a condition of its license or authority to operate. The Work/Rest Rules apply to Operating employees of American railroads operating in Canada. For U.S. based crews operating in Canada all time on duty in the previous 24 hours will be counted under the Work/Rest rules. Canadian railway crews operating in the United States of America must comply with the U.S. Hours of Service Law.

4. Definitions

The term “Operating employee”, is defined in the Work/Rest Rules. Employees who commonly fall in this category include Locomotive Engineers, Conductors, Trainmen, Yardmen and LCS Operators1 Job descriptions and titles vary from railway to railway and may be changed over time. The Work/Rest rules are intended to cover those employees physically involved in the operation or switching of trains, engines and equipment. Each railway company will keep a current list of positions that fall within the scope of these rules.

Any person who performs the duties of an Operating employee is deemed to be an Operating employee while they are performing those duties. For example, officers, supervisors, contractors and third parties must comply with the Work/Rest Rules if they perform the duties of an “Operating employee”.

The Work/Rest rules apply to Operating employees in any class of service. This includes passenger, commuter and freight operations in yard, terminal and road service.

The Work/Rest rules are not intended to apply to supervisors or employees performing mechanical or engineering functions.

The term “Emergency” means a situation where injury or harm has been sustained, or could reasonably be sustained to employees, passengers, the public or the environment, The term Emergency’ is not intended to cover common operating problems. An Emergency” is a situation involving a casualty or unavoidable accident, an Act of God or where a there has been a delay which is as a result of a cause not known to the railway at the time employees leave a terminal and which could not be foreseen. Common operating problems that are inherent in railway operations that would not normally constitute an “emergency” include, but are not limited to the following:

a)      crew shortages,

b)      broken draw bars,

c)      locomotive malfunctions,

d)      equipment failure,

e)      broken rails,

f)        hot boxes,

g)      switching,

h)      doubling hills

i)        meeting trains

j)        train length

As an example, the need to clear the main track or separate a train at a highway/rail grade crossing, in itself, does not justify exceeding the prescribed hours. However, this situation could become an emergency if an ambulance was blocked at the crossing.

Even-where an extraordinary event or combination of events occurs which, would be sufficient to permit excess service, the railway must exercise due diligence to avoid or limit such excess service. The burden of proof rests with the railway to establish that excess service could not have been avoided.

Truly unusual circumstances such as severe storms, major earthquakes, washouts, derailments or incidents involving severe injury are conditions where the term “emergency” as contained in the Rule would apply. This application would then only apply to a train that has already left a terminal.

5. Minimum Requirements

Operating employees in road, yard or passenger service are permitted to work for a maximum of 12 continuous hours during a single tour of duty.

Operating employees in work train service are permitted to work for a maximum of 16 continuous hours during a single tour of duty, provided there is a fatigue management plan to cover the extended hours.

Where an Operating employee works more than one tour of duty, the maximum number of on duty hours in a 24-hour period is regulated, depending on the class of service performed.

Operating employees working more than one tour of duty in road, passenger or work train service may work up to IS hours in a 24-hour period. It is not intended that going off and on duty en route (ticket splitting) or any similar practice, be used to create two separate tours of duty in order to circumvent the maximum duty hours of the Rule.

In yard service, Operating employees are permitted to work up to 16 hours in any 24- hour period. The shorter maximum hours for yard service ensures sufficient time for Operating employees to take rest before they are required to report for their next regularly scheduled yard assignment The intent of the rule for yard service is to provide the flexibility to meet occasional operational demands of a yard- while still protecting sufficient time to rest. It was not intended to create regular 16-hour yard shifts, nor was it intended to change current practices, which allow an Operating employee horn time to time to “double” in yard service,

5(a) Question:

I am a yard-person and I just finished an 8-hour yard shift. Can I work a road assignment?

Answer:

Yes, you would be able to work the rood assignment. The Work/Rest Rules provide for a maximum of 18 hours in a 24-hour period for road service. In this case the yard shift would account for 8 hours leaving a maximum of 10  more hours on your 24 hour clock

5(b) Question:

I just finished a road assignment after working 7 hours. Can I accept a call for a yard job?

Answer:

You could accept the call for a yard job. The Work/Rest Rules provide for a maximum of 16 hours in a 24-hour period for yard service. The road service would account for 7 hours leaving 9 more available hours. The Work/Rest Rules provide that the class of service being worked (yard in this case) governs the maximum hours available to the Operating employee.

5(c) Question:

/ worked a day yard assignment from 0800-1600 (8 hours) and was then called to go on duty in road service (e.g. a through freight) for 1800. Can I accept the road assignment?

Answer:

The Work/Rest Rules would permit you to accept the road assignment. The day yard assignment would account for 8 hours leaving a maximum of 10 hours remaining on your 24-hour clock The two hours between the end of your day yard shift (1600) and the commencement of the road tour of duty (at 1800) would not be included. However because the time between the two tours of duty is less than 3 hours as per 5.2 2 of the Rule, the two tours would be combined and Mandatory Off Duty lime would apply when you finish the second tour.

5(d) Question:

I worked in rood service to an away from home terminal where I went off duty for 6 hours. I then worked in road service back to my home terminal for a total of 9 hours.

Can I work another road or yard assignment?

Answer:

The Work/Rest Rules would permit you to work another road or yard assignment. Because you were off duty for 6 hours your 24-hour clock has been reset to zero. You are permitted to work a maximum of 18 hours in a 24-hour period in road service and 16 hours in a 24-hour period in yard service. This would mean you could work another 9 hours in road service or you could take a yard shift and work 7 hours.

5(e) Question:

If I work 9 hours to the away from home terminal can I show off and on duty and return home?

Answer:

The Work/Rest Rules would not prevent you from doing this and you could work a maximum of 9 hours under this scenario. However, you should consider your state of fatigue and the conditions associated with the return trip before deciding to go directly off and on duty. For example ~f the return trip was in day light trip and you felt rested going “on and off duty” may nor be an issue. You should consider whether taking 30 to 45 minutes free from the controls of the train and having a meal, snack or coffee would help on-duo’ alertness for the return trip.

5(f) Question:

Can I show off and on duty en route and work for 18 hours?

Answer:

No. This constitutes “Ticket Splitting”.

“Ticket Splitting” occurs when employees place themselves off duty and immediately back on duty, while enroute expressly for the purpose of circumventing the maximum on duty time provisions contained in sections 5.1.1(a), (b), (c), (d) of the rule. Such a practice is not allowed.

5(g) Question:

I worked a .9 hour and 45 minute tour of duty in road service to an away from home terminal. Am I on Mandatory Off Duty? What if I had worked 10 hours and 5 minutes to the away from home terminal?

Answer:

Any time you work a single tour of duty over 10 hours,  you would be required to take mandatory rest. In the first example of a 9 hour and 45 minute tour of duty you be would not be on Mandatory Off Duly as you were on duty less than 10 hours. In the second case you would be on Mandatory Off Duty because you were on duty for more than JO hours. At the away from home terminal your mandatory off duty time would be 6 hours exclusive of call time Your Mandatory Off Duty time would be calculated from the “arrival time at the rest facility.”

5(h) Question:

If I get called to deadhead in the middle of my mandatory off duty time off duty at the away from home terminal can I be put on duty on a train en route?

Answer:

No, you are on Mandatory Off Duty Time.

5(i) Question:

Can my Mandatory Off Duty rest be interrupted to deadhead home and who makes the determination?

Answer:

Yes rest can be interrupted to deadhead home. Normally the choice is made by the employee, but. a reasonable interruption by the company would be situations such as a derailment, major snow storm that the employee was not aware of when required to make the choice?

5(1) Question:

I started Mandatory Rest at 1300 at my home terminal. What is the earliest time that I may be called?

Answer:

The Work/Rest Rules. provide 8 hours off duty exclusive of call time, which means 8

hours undisturbed rest Your call time could not be before 2100.

5(k) Question:

I worked a 0700 yard assignment which included .2 hours of overtime, completing work at 1700, then was called to work a 2300 yard assignment. Can I accept this call?.

Answer:

The Work/Rest Rules would permit you to accept the 2300 yard assignment. The Work/Rest Rules provide that 6 hours continuous time off duty is required to reset the clock to zero for purposes of calculating maximum available hours remaining bi a 24hour period As you have had 6 hours off duty between 1700 rind ~QQ, you would have satisfied this requirement

5(l) Question:

I worked a 0700 yard assignment which included .3 hours of overtime, completing work at 1800, then was called to work a 2400 yard assignment. Can I accept this call?

Answer:

The Work/Rest Rules would not permit you to accept the 2400 yard assignment. The Work/Rest Rules provide that employees who go off duty at their home terminal after being on-duty in excess of 10 hours will be subject to at least 8 hours off duty exclusive of call time. As you have had 6 hours off duty between 1800 and 2400, you would have nor have satisfied this requirement.

5(m) Question:

In the aforementioned example my regular assignment is to work the 0700 and 2400 yard assignments. Can I work the 2400 shift?

Answer:

The Work/Rest Rules would permit you to accept the 2400 yard assignment, The Work/Rest Rules provide that yard service employees returning to their regular shift who go off duty after being on-duty in excess of 10 hours will be subject to at least 6 hours off duty. exclusive of call time, where applicable. As you have had 6 hours off duty between 1800 and 2400, and are returning to your regular assignment, you would have satisfied this requirement.

5(n) Question:

Will time paid for performing preparatory duties prior to the starting time of a shift or for performing duties upon completion of a shift be used in the calculation of duty times for purposes of the Work/Rest Rules?

Answer:

The Work/Rest Rules were established in consideration of the industry standard for s.h412 start and completion times to allow for continuity of interpretation throughout the industry and therefore did not take into account specific duties that may be required by individual railways.

6. Maximum On-duty Time In a Z4Hour Period

The maximum on-duty time for Operating employees is eighteen hours (16 hours in Yard Service) in any 24-hour period. This rule should not be confused with the “continuous” service rule outlined, which limits the maximum continuous on duty time for Operating employees working a single tour of duty. The 18-hour rule applies when more than one tour of duty is worked in a 24-hour period.

In order to avoid “off and on” situations, which for all practical purposes would have Operating Employees working 18 continuous hours time in road service, Operating employees shall have the opportunity to take a break between service. It is recommended that a minimum break of 30 to 45 minutes be taken. The break should be such that the Operating employee~ are completely relieved of responsibility and off the train at a location, which allows for a meal or coffee. In passenger service, this could include taking a break ante train in a service car.

A supporting fatigue management plan must be in place for any employee working more than 12 continuous hours. This includes employees working in yard, work train service or in emergency situations.

7. Resetting the 24 Hour Clock

Six consecutive hours off duty is required to reset the 24-hour clock under the Work/Rest rules.

8. Emergencies

The definition of emergency is contained in the Work/Rest rules. The common thread in all definitions of emergency is that they are:

a)      Sudden and

b)      Unforeseen.

Management’s first responsibility in an emergency is the safety and security of employees arid the public. Operating employees involved in an emergency situation contemplated byte Work/Rest rules must be informed of the nature of the emergency situation and the, plan to manage through that situation. The fatigue condition of Operating employees must be considered in the plan. Management must take all reasonable steps to minimize the time involved in the emergency. The railway must establish that excess emergency service could not have been avoided. The railways have a duty to report such emergency situations to Transport Canada as soon as possible but not later than 48 hours. Copies of the report shall also be provided to the national offices of the relevant union organizations.

9. Mandatory off Duty Times

For mandatory rest to apply, time on duty time must be in excess of 10 hours. When Operating employees go off duty after being on-duty in excess of 10 hours they become subject to at least 8 hours mandatory rest (exclusive of call time) at their home terminal and at least 6 hours mandatory rest (exclusive of call time) at the away-from-home terminal.

At the away-from-home terminal rest shall be calculated from the “arrival” at a railway provided rest facility. In smaller centers where the rest facilities are near the railway station the “arrival” time will be much sooner than in a large center where the rest facilities involve lengthy trips from the train location to the rest facility. The intent of the Work/Rest rules is to allow Operating Employees undisturbed time off duty. Such time off is intended to be used for personal needs such as sleep and meals. At the away from home terminal it is recommended that at least 4.5 –5 hours be used for sleep.

Transportation to the rest facility should be expedited and time waiting for accommodations should be minimized.

At the home terminal rest shall be calculated from the point where the Operating Employee goes off duty.

10. Deadheading

Deadheading is the authorized transportation of operating employees from one location to another. Deadheading at the commencement of a tour of duty or from an intermediate point is to be included in the total on-duty time for the purpose of the Work/Rest rules unless governed by circumstances outlined in Section 6.2.2 of the rules.

Mandatory off-duty time may be interrupted am the away-from-home terminal for the purpose of deadheading to a home terminal. in such circumstances, upon arrival at the home terminal the employee will be considered to require mandatory rest and the mandatory off duty times in section 5.2.1 of the Work/Rest rules apply.

10(a) Question:

What circumstances that might cause the Company to interrupt my mandatory rest?

Answer:

For example, in situations where road or line closures have or are likely to occur the Company may deadhead me home to avoid extended stays a: the away from home terminal This would be a legitimate reason to interrupt mandatory rest.

11. Fatigue Management Plans

Fatigue management is more than rules and regulations. Fatigue management plans outline the strategies, tactics and actions that will be used by a railway to reduce Operating Employee fatigue. Plans may vary by railway, but they will share similar components, which include, education and training, employee and train scheduling practices, emergency response requirements, alertness strategies, rest environment and work environment Fatigue management plans are not necessarily lengthy or complicated documents. One would not expect a small railway operation (in terms of track, employees, traffic etc.) to have the same type of plan as a larger railway.

Fatigue management plans, and changes to such plans, will be developed and implemented in cooperation with the National Legislative Director of each Union or their delegate.

“Specific” fatigue management plans are those plans developed pursuant to Rule 6.2.3 and are required to be filed with the Department. It is not intended by the word “specific” tat a multitude of plans will be flied. For example, it would be permissible to file one plan dealing with Work Trains that would address fatigue management in that class of service.

It would not be necessary to file a separate plan for each individual work train unless the fatigue related conditions associated with the individual work train were not addressed in the filed plan.

“Specific work trains would then be bulletined or called in accordance with the terms of the filed plan.”

11(a) Question:

Since the rule allows operating employees on work train to operate up to 16 hours and since work train service regularly requires work cycles (5/2 or 10/4) which exceed the 64 hours on-duty in 7 day period, is a specific fatigue management plan still required for work train service?

Answer

Yes a plan is still required. The plan should set out the unique conditions of work train assignments that help mitigate fatigue issues associated the d4fferenx work cycles and extended hours on duty. However it should be noted that, once developed, this generic fatigue management plan would cover any work train assignment with similar working conditions and a separate plan would not be required for every work train assignment.

Education and Training

Awareness, through education and training, is the foundation of an effective and successful fatigue management program. Operating Employees, their families, Unions and management need to understand and adopt strategies to manage fatigue in the railway.

11(b) Question:

Whose responsibility is it to develop and deliver the training contemplated by this rule?

Answer:

Training will be jointly developed and delivered by the Company and the Unions.

Employee and Train Scheduling Practices

Scheduling practices must support the following objectives:

a)      Operating Employees commencing duty have had the opportunity to be rested and alert,

b)      Alertness can be sustained throughout the duty period.

Schedules should balance, to the extent possible, employee personal needs and railway operating requirements. Railways should explore and implement scheduling practices that consider circadian rhythms and manage those points in time when circadian rhythms are most likely to cause an employee to be sleepy. Scheduling consideration should be given to accommodating those times when an Operating employee can obtain the maximum recuperative sleep opportunity.

Unusual Operating Conditions

An example of such a condition is an emergency situation. Because emergencies are not predicable and circumstances may vary, a fatigue management plan should outline the importance of managing fatigue during emergencies and service interruptions. The Work/Rest rules require a supporting fatigue management plan to be in place for any time when an Operating Employee works more than 12 continuous hours. The plan should establish criteria and provide implementation procedures for managing rest during short and long-term emergencies. It should outline systematic processes to shut down and start up work schedules interrupted by the emergency.

11(c) Question:

Who will develop such a plan?

Answer:

The Company and the Unions.

Alertness Strategic. – Napping

In formulating a fatigue management plan consideration should be given to napping policies and guidelines as well as to terminal napping facilities. Opportunities on the road to provide napping in sidings, is an effective fatigue counter measure. Napping facilities (such as comfortable chairs in terminal) allow Operating Employees to rest as they wait for trains or prior to driving home at the end of a trip.

11(d) Question:

Who will develop the ‘napping policies’ if indeed they are to be developed?

Answer:

The Company and the Unions.

Rest Environment

The key to restorative sleep is the quality of the rest environment. The fatigue management plan should develop criterion and tools for evaluating and upgrading facilities to provide the best possible opportunities for rest This criterion should consider the use of soundproofing, blackout curtains, white noise generators, etc.

Work Environment

A fatigue management plan should outline methods of minimizing the adverse impact of work environment factors on employee fatigue The effects of lighting, temperature, vibrations, noise etc., should he reviewed and addressed. The use of locomotive cab audio systems is one example of possible fatigue countermeasures.

Unique Deadheading Circumstances

It is recognized that passenger operations may be equipped to provide on-board facilities to accommodate deadhead operating crews. In applying this provision, other rest/alertness factors must be considered such as circadian rhythms, territory, and time of day.

APPENDIX “A”

RAILWAY COMPANIES PARTY TO THE WORK/REST RULES FOR RAIL OPERATING EMPLOYEES

APPENDIX B

WORK/REST RULES FOR RAIL OPERATING EMPLOYEES

June 18,2002

WORK/REST RULES FOR RAIL OPERATING EMPLOYEES

CONTENTS

PART I - GENERAL

  1. Short Title

  2. Statements of Principle

  3. Scope

  4. Definitions

  5. Minimum requirements

  6. Fatigue Management Plans

  7. Filing/Reporting Requirements

Work/Rest Rules for Rail Operating Employees

1. Short Title

1.1 These rules may be referred to as the “Work/Rest Rules”.

2. Statements of principle

2.1 To meet the safety and operational challenges of managing operating employee fatigue, railways, operating employees and their designated representatives must have a flexible approach that will:

a)      take ongoing advantage of new developments in research and technology;

b)      meet operating employee needs;

c)      meet operational needs of the railways; and

d)      be implemented over a wide range of operating conditions.

2.2 Railway companies have a responsibility to: establish and maintain working conditions that allow:

a)      operating employees sufficient opportunity to obtain adequate rest between tours of duty; and

b)      alertness to be sustained throughout the duty period.

2.3 Operating employees have a responsibility to report for work rested and fit for duty.

3. Scope

3.1 The Work/Rest Rules have been developed pursuant to section 20(1) of the Railway.

3.2 These rules apply to Operating employees and railways under the jurisdiction of the Department.

3.3 These rules define the requirements for hours of work and rest for such persons.

3.4 Each railway shall incorporate the requirements and interpretations of the Railway Association of Canada, Circular No. 14 “Recommended Practices and Procedures for the Application of Work/Rest Rules” as amended from time to time.

4. Definition

“Operating employee” means a locomotive engineer, conductor. trainman, yardman or operator of remote control locomotives or operator of light rail passenger equipment, working in any class of service.

Note: Any person, including a supervisor, employee or third party who performs the duties of an Operating employee on a railway subject to the jurisdiction of the Department will be considered an “Operating employee while those duties are being performed and must comply with these Rules.

“Department” means the Department of Transport

“Deadheading” means the authorized transportation of Operating employees from one location to another.

“Emergency” means a situation where injury or harm has been sustained, or could reasonably be sustained to employee(s), passenger(s), the public or the environment.

“On Duty Time” means the total elapsed time from when an employee is required to report for duty until the time when an employee goes off duty.

“Fit for Duty” means reporting for duty rested and prepared to maintain alertness for the duration of the tour of duty.

“Call Time” means the amount of advance notice given to Operating employees before they are required to report for duty.

“Class of Service” means freight, passenger, work, or yard service on a railway subject to the jurisdiction of the Department.

“Tour of Duty” means a single continuous period in road, yard or passenger service.

5. Minimum requirements

5.1 Maximum duty times

5.1.1 The maximum continuous on-duty time for operating employees performing one tour of duty is:

a)      12 hours operating freight trains in road service;

b)      12 hours operating passenger trains in intercity or commuter service;

c)      16 hours operating trains in work train service; and

d)      12 hours for one tour of duty in yard service.

5.1.2 The maximum on-duty time for operating employees working more than one tour of duty is 18 hours in any 24 hour period except as otherwise provided in section

5.1.3. The maximum on-duty time for Operating employees working mare than one tour of duty in yard services is 16 hours in any 24 hour period.

5.1.4 When an Operating employee works more than one class of service in a 24 hour period, the most recent class of service worked will determine the maximum on-duty time available to that person.

5.1.5 In calculating maximum available hours remaining in the 24 hour period for the purposes of paragraphs 5.1.2. and 5.1.3, 6 hours continuous time off duty is required to ‘reset’ the clock to zero.

5.1.6 Operating employees involved in an emergency situation may remain on duty until they are relieved, subject to the fatigue management and reporting requirements set out in sections 6 and 7 of these Rules.

5.2 Mandatory off-duty times

5.2.1 Operating employees who go off-duty after being on-duty in excess of 10 hours will:

a)      at the home terminal – be subject to at least S hours off duty, exclusive of call time, except Tm yard service employees returning to their regular shift, who will be subject to at least 6 hours off duty, exclusive of call time, where applicable; and

b)      at the away-from-home terminal - be subject to at least 6 hours off duty, exclusive of call time.

5.2.2 When the on-duty time for one trip is less than or equal to 10 hours and the off-duty time between trips is less than 3 hours, the total on-duty time for consecutive nips will be combined forte purpose of calculating mandatory off-duty time. The off-duty time between such trips is not included in the calculation of total on-duty time.

5.3 Deadheading

5.3.1 Deadheading at the commencement of a duty period is included in the total on-duty time in section 5.1.1.

5.3.2 Deadheading is permitted following the expiration of maximum hours on-duty without regard to the duty times in 5.1.2,

5.3.3 Mandatory off-duty time maybe interrupted at the away-from-home terminal for deadheading to the home terminal. In such circumstances, upon arrival at the home terminal, the employee will be considered to require full mandatory rest.

The mandatory off-duty times in section 5.2.1 will apply.

6- Fatigue Management Plans

6. Requirements

6.1.1 Railways will implement fatigue management plans.

6.1.2 Fatigue management plans shall be designed to reduce fatigue and improve on-duty alertness of operating employees,

6.1.3 Fatigue management plans shall reflect the nature of the operations under consideration, including work trains on a particular territory, taking into account such items as size, complexity, traffic density, taffy patterns, rim length and geographical considerations.

6.2 Development and Implementation

6.2.1 Railways, operating employees and their designated representatives will be involved in the development and implementation of fatigue management: plans including changes to such plans.

6.2.2 Fatigue management plans must consider but not be limited to the following:

a)      employee work scheduling practices

b)      education and training

c)      on the job alertness strategies

d)      rest environments

e)      work environments

f)        working under unusual operating conditions

g)      unique deadheading circumstances

6.2.3 A specific fatigue management plan must be in place to address fatigue of operating employees in the following circumstances:

a)      where continuous on-duty hours exceed 12 hours;

b)      where there are more than 64 hours on-duty in a 7 day period; and

c)      emergency situations.

7.0 Filing/Reporting Requirements

7.1 Fatigue Management Plans as required in Section 6.1.1 are to be filed with the department 60 days prior to the effective date of these rules.

7.2 Specific fatigue management plan referred to in 6.2.3.and changes thereto must be filed with the Department. These plans for specific operational situations, are to be filed 15 days prior to their implementation.

7.3 Railway Association of Canada Circular No.14 “Recommended Pr6cedures and Practices for Application of Work/Rest Rules” shall be filed with the department, as amended from time to time.

7.4.1 A railway company shall file a report with the Department, as soon as possible and in any event not later than 48 hours following, any time an Operating employee is on duty in excess of 12 hours under an emergency situation.